Community Corner

Melanie Tom-Warner Joins UBS As Head of Client Management for CEFS

2 July 2009
Contributed By: UBS

Weehawken, NJ - Melanie Tom-Warner has joined UBS Financial Services Inc. (UBS) as Director, Head of Client Relationship Management for Corporate Employee Financial Services (CEFS), a leading provider in equity compensation administration and wealth management services. Warner joins UBS from Smith Barney, where she was Senior Vice President, Head of Participant Services for the global stock plan business. She brings over seven years of experience focused on equity plan services including operational, corporate client, participant and international assignments. Warner is a graduate of Loyola College (Maryland) and is Series 7 registered and has completed CEP Levels 1 & 2.

"I am pleased to join a world-class organization that is focused on delivering a superior experience to corporate clients and participants. I look forward to working with our CEFS Financial Advisors and corporate clients." said Melanie Tom-Warner.

“We welcome Melanie to the team” said Michael Barry, Executive Director, Head of CEFS Corporate Sales and Service. “Year to date, our average corporate client satisfaction rating exceeds 92%. We continue to enhance our services and add additional talent, like Melanie, to the CEFS organization.

We expect this to further strengthen our corporate relationships”.

To contact CEFS, call 866-706-2727, toll-free, from 9:00 a.m.-5:00 p.m. ET, or e-mail cefsan@ubs.com.

About CEFS

The Corporate Employee Financial Services (CEFS) department of UBS Wealth Management US delivers first-class equity compensation plan services and support for stock options, restricted grant awards, performance grant awards, stock appreciation rights and employee stock purchase plans.

CEFS has more than a decade of experience delivering service to Fortune 1000 companies and their participants across the globe. With more than 230 employees and over 265 CEFS network Financial Advisors in 55 cities, CEFS services nearly 100 corporate clients and 650,000 plan participants.

UBS AG

UBS AG is one of the world’s leading financial firms, serving a discerning international client base. UBS AG is a leading global wealth manager, a leading global investment banking and securities firm, and one of the largest global asset managers. In Switzerland, UBS AG is the market leader in retail and commercial banking.

UBS AG is present in all major financial centers worldwide. It has offices in over 50 countries, with about 37% of its employees working in the Americas, 34% in Switzerland, 16% in the rest of Europe and 13% in Asia Pacific. UBS AG employs more than 75,000 people around the world. Its shares are listed on the SIX Swiss Exchange, the New York Stock Exchange (NYSE) and the Tokyo Stock Exchange (TSE).

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