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Thursday, 08 October 2020
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Breakout Series X
Legal/Regulatory

10.2 Section 16 & Rule 144: A Practical SEC Global Compliance Primer

Get up-to-date on Section 16 and Rule 144 requirements, including requirements that apply to non-U.S. plans and Section 16 officers outside the United States. This panel will discuss methods to refine and shorten the filing processes through practical guidance, tips, and sharing best practices from various perspectives including issuer, external legal counsel, plan broker, and plan administrator.
 
Narendra Acharya, Baker McKenzie (US)
Don Gillotti, Certent (US)
Larissa Schwartz, Okta, Inc. (US)
Scott Shuryn, TD Ameritrade (US)