Dive into a comprehensive session led by an expert panel, unraveling the intricacies of stock market operations crucial for optimizing employee stock plans. Gain insights into the evolution and functioning of the stock market, demystifying the roles of brokers and floor traders, and understanding order flow and share settlement. Explore the nuances of trade processing, the actual cost of trading shares, and the significance of trade execution. Learn to ask pertinent questions of your stock plan provider and safeguard participants' interests. Understand the impact of recent regulatory updates on trading, including amendments to SEC Rule 10b5-1, changes to Rule 144, and SEC Form 4 filings. Benefit from real-world experiences, including handling large block trading scenarios.
KEY LEARNING POINTS:
- Basics and evolution of the stock market, and its contemporary operation
- Understanding the actual cost of trading and its implications for participants
- Navigating recent regulatory updates and their impact on employee stock plans
CPE CREDIT: 1.0
Field of study: Specialized Knowledge
Level: 0
Delivery method: Group internet-based
Advanced preparation: None
CEP CONTINUING EDUCATION CREDIT (CE): 1.0
*CPE credits are provided for live webcasts only. Please visit our Continuing Education and Event Policies pages for more information.